Sunil Kalyani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UK Mortgages Ltd.

    FRN 832527

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [PRA CF] Key function holder (since 10 Apr 2020)
    • [FCA CF] Significant management (since 10 Apr 2020)
    • [FCA CF] Proprietary trader (since 10 Apr 2020)
    • [FCA CF] Material risk taker (since 10 Apr 2020)
    • [FCA CF] Manager of certification employee (since 10 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2020)
    • [FCA CF] Client dealing (since 10 Apr 2020)
    • [FCA CF] CASS oversight function (since 10 Apr 2020)
    • Sole trader dealing with clients for which they require qualification (since 10 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Apr 2020)
    • [FCA CF] Benchmark submission and administration (since 10 Apr 2020)
    • [PRA CF] Managing a material risk taker (since 10 Apr 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 10 Apr 2019)
    • Responsibility for MCD Intermediation (since 10 Apr 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
  • Prudence Funding Solutions Limited (no longer approved here)

    FRN 726153

    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Apr 2019)
    • CF1 Director (10 May 2018 to 10 Apr 2019)
    • Responsible for Insurance Mediation (10 May 2018 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (10 May 2018 to 10 Apr 2019)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (13 Apr 2017 to 5 Apr 2018)
  • UK Mortgages Ltd (no longer approved here)

    FRN 775985

    • Employed By (13 Apr 2017 to 5 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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