Date authorised
10 April 2019
Companies House
10154083
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    72 Hay Lane
    London
    Brent
    NW9 0LG
    UNITED KINGDOM
    Phone
    +447817900078
  • Complaints Contact

    72 Hay Lane
    London
    Brent
    NW9 0LG
    UNITED KINGDOM
    Phone
    +447817900078

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sunil Kalyani

    IRN SXK02840

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21A. Designing scripted questions for execution-only sales of regulated mortgage contracts for a non-business purpose
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Apr 2020)
    • [FCA CF] Manager of certification employee (since 10 Apr 2020)
    • [FCA CF] Material risk taker (since 10 Apr 2020)
    • [FCA CF] Proprietary trader (since 10 Apr 2020)
    • [FCA CF] Significant management (since 10 Apr 2020)
    • [PRA CF] Key function holder (since 10 Apr 2020)
    • [PRA CF] Managing a material risk taker (since 10 Apr 2020)
    • Sole trader dealing with clients for which they require qualification (since 10 Apr 2020)
    • [FCA CF] Benchmark submission and administration (since 10 Apr 2020)
    • [FCA CF] CASS oversight function (since 10 Apr 2020)
    • [FCA CF] Client dealing (since 10 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Apr 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Apr 2019)
    • Responsible for Insurance Distribution (since 10 Apr 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.