Sunil Gupta

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plurimi Wealth LLP

    FRN 466728

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2016 to 8 Dec 2019)
    • CF4 Partner (11 Nov 2016 to 12 Nov 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 22 Jul 2016)
  • ICICI Bank UK Plc (no longer approved here)

    FRN 223268

    • CF21 Investment Adviser (15 Feb 2006 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.