Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S&M FINANCIAL PLANNING LTD
FRN 920482
- Responsibility for MCD Intermediation (since 12 Feb 2024)
- Responsible for Insurance Distribution (since 12 Feb 2024)
- SMF16 Compliance Oversight (since 12 Jun 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jun 2020)
- SMF3 Executive Director (since 12 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.