Sumit Sibal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DBS Bank Limited

    FRN 204650

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Client dealing (7 Mar 2020 to 14 Dec 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Dec 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Dec 2020)
    • CF30 Customer (2 Jul 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2004 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.