Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 12 Aug 2020)
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Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Client dealing (since 12 Aug 2020)
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Prudential Pensions Limited
FRN 110434
- [FCA CF] Client dealing (since 11 May 2020)
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Client dealing (since 11 May 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2019)
- CF30 Customer (18 May 2009 to 2 Jan 2015)
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- CF30 Customer (1 Nov 2007 to 5 Aug 2008)
- CF27 Investment Management (10 Jul 2007 to 31 Oct 2007)
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- CF27 Investment Management (3 May 2006 to 30 Mar 2007)
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- CF27 Investment Management (5 Apr 2004 to 13 Dec 2005)
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- CF27 Investment Management (5 Apr 2004 to 13 Dec 2005)
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- CF27 Investment Management (5 Apr 2004 to 13 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.