Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HW Financial Services Limited
FRN 134190
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 10 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 10 Oct 2025)
-
Evelyn Partners Financial Planning Limited
FRN 136414
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 10 Oct 2025)
- [FCA CF] Client dealing (since 10 Oct 2025)
-
- [FCA CF] Functions requiring qualifications (12 Jun 2023 to 20 Jun 2025)
-
- Appointed representative dealing with clients for which they require qualification (7 May 2021 to 30 Dec 2022)
- CF30 Customer (19 Apr 2021 to 30 Dec 2022)
-
- Employed By (19 Apr 2021 to 30 Dec 2022)
-
- CF21 Investment Adviser (6 Apr 2004 to 30 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.