Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALLIANCE FINANCIAL CONSULTANTS LIMITED
FRN 301599
- SMF7 Group Entity Senior Manager (since 9 Dec 2019)
- SMF2 Chief Finance (since 9 Dec 2019)
- SMF24 Chief Operations (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF4 Chief Risk (since 9 Dec 2019)
- SMF5 Head of Internal Audit (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF13 Finance (31 Oct 2004 to 31 Oct 2007)
- CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
- CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.