ALLIANCE FINANCIAL CONSULTANTS LIMITED

Date authorised
1 April 2013
Companies House
02117121
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Ladywell Walk
    Birmingham
    West Midlands
    B5 4ST
    UNITED KINGDOM
    Phone
    +4401216666686
    Web
    https://www.allinsurance888.com

  • Complaints Contact

    26 Ladywell Walk
    Birmingham
    West Midlands
    B5 4ST
    UNITED KINGDOM
    Phone
    +4401216666686

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee John Watts

    IRN LJW01061

    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2019)
    • CF29 Significant management (1 Nov 2007 to 10 Jan 2019)
    • CF28 Systems and controls (1 Nov 2007 to 10 Jan 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 10 Jan 2019)
  • Leo Wing Hao Leung

    IRN LWL00004

    • [FCA CF] CASS oversight function (since 1 Dec 2020)
    • [FCA CF] Significant management (since 1 Dec 2020)
    • SMF3 Executive Director (since 27 Nov 2020)
  • Suk Yin Leung

    IRN SYL01008

    • SMF24 Chief Operations (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF2 Chief Finance (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
    • CF15 Internal Audit (31 Oct 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.