Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 7 Jul 2023)
- [FCA CF] Material risk taker (since 19 Oct 2018)
- [FCA CF] Client dealing (since 1 Nov 2016)
- CF30 Customer (24 Jun 2015 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 7 Jul 2023)
- [FCA CF] Material risk taker (since 16 Jul 2021)
- [FCA CF] Client dealing (since 16 Jul 2021)
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- CF30 Customer (18 Mar 2013 to 4 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.