Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 10 Aug 2017)
    • Responsible for Insurance Mediation (10 Aug 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (8 Nov 2016 to 8 Dec 2019)
    • CF1 Director (8 Nov 2016 to 8 Dec 2019)
  • Zinga Financial Services Limited (no longer approved here)

    FRN 752191

    • CF30 Customer (23 Nov 2016 to 24 Oct 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Dec 2014 to 24 Oct 2016)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (99)Employed By (27 Nov 2014 to 24 Oct 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (8 Nov 2007 to 1 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.