Zinga Financial Services Limited

• Principal Place of Business

  1st Floor

  192 High Street

  Uxbridge

  UB8 1LB

  UNITED KINGDOM

  Phone

  +4402084978737

  Web

  https://www.zingafs.com

• Complaints Contact

  1st Floor

  192 High Street

  Uxbridge

  UB8 1LB

  UNITED KINGDOM

  Phone

  +4402084978737

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 5 limitations Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Achita Desai

  IRN AXD00322

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
• Aditi Sinha

  IRN AXS00850

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
• Arifa Shakoor

  IRN AXN00110

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Brathaban Alagenthiran

  IRN BXA00076

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2021)
• Chakshita Arora

  IRN CXA00342

  • [FCA CF] Client dealing (6 Dec 2023 to 1 Dec 2025)
  • [FCA CF] Functions requiring qualifications (6 Dec 2023 to 1 Dec 2025)
• Dylan Sidhu

  IRN DXS01076

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 5 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Nov 2024)
• Manooch Suree

  IRN MXS02375

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 24 Oct 2016)
  • Responsible for Insurance Mediation (24 Oct 2016 to 30 Sep 2018)
  • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Oct 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Oct 2016 to 8 Dec 2019)
  • CF1 Director (24 Oct 2016 to 8 Dec 2019)
• Seema Babber

  IRN SXB01220

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
• Shivashankar Sivakumaran

  IRN SXS00475

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
• Suchit Sethi

  IRN SXS02230

  • CF30 Customer (23 Nov 2016 to 24 Oct 2018)

• Argon Financial Services Ltd (no longer appointed)

  FRN 825815 · Appointed 12 Nov 2018 · Until 10 Dec 2021

No changes recorded yet.