Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (3 Mar 2015 to 1 Jan 2017)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (11 Jan 2006 to 31 Oct 2007)
  • Arbor Research & Trading UK Limited (no longer approved here)

    FRN 190012

    • CF21 Investment Adviser (17 Jun 2005 to 1 Dec 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.