Stuart Walter Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S.W. MITCHELL CAPITAL LLP

    FRN 434493

    • [FCA CF] Client dealing (since 4 Sep 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (26 Aug 2005 to 31 Oct 2007)
    • CF4 Partner (26 Aug 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Aug 2005 to 31 Oct 2007)
    • CF3 Chief Executive (26 Aug 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Aug 2005 to 3 Jan 2006)
    • CF11 Money Laundering Reporting (26 Aug 2005 to 3 Jan 2006)
    • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF1 Director (1 Dec 2001 to 15 Mar 2005)
    • CF27 Investment Management (1 Dec 2001 to 20 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.