Stuart Wain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Palmerston Capital Management LLP

    FRN 597266

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (19 Nov 2013 to 15 Oct 2019)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 24 May 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 20 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.