Date authorised
19 November 2013
Companies House
OC382542
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor
    SavoyStrand
    105-109 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +4402037017731
  • Complaints Contact

    8th Floor
    SavoyStrand
    105-109 Strand
    London
    WC2R 0AA
    UNITED KINGDOM
    Phone
    +4402037017731

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Bourne

    IRN ARB01178

    • [FCA CF] Client dealing (since 23 Jun 2021)
  • Brynn Charles Lewis

    IRN BCL01008

    • CF4 Partner (19 Nov 2013 to 10 Jun 2014)
    • CF30 Customer (19 Nov 2013 to 10 Jun 2014)
  • Christian Malone

    IRN CXM01247

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • CF4 Partner (3 Feb 2016 to 15 Oct 2019)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • David Allen Rogers

    IRN DAR01085

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
  • Jesse Michael McCormick

    IRN JXM02781

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2013 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2013 to 8 Dec 2019)
  • Kevin Grant Christopher Chattwell

    IRN KGC01014

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2013 to 8 Dec 2019)
  • Paul Francis Casey

    IRN PFC01029

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (25 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (25 Jun 2014 to 8 Dec 2019)
  • Simon George Brown

    IRN SGB01094

    • CF4 Partner (19 Nov 2013 to 15 Oct 2019)
    • CF10 Compliance Oversight (19 Nov 2013 to 21 Nov 2013)
    • CF11 Money Laundering Reporting (19 Nov 2013 to 21 Nov 2013)
  • Stefan Johannes Binder

    IRN BXS01793

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • CF30 Customer (1 Jan 2016 to 8 Dec 2019)
  • Stuart Wain

    IRN SXW01271

    • [FCA CF] Client dealing (since 4 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (19 Nov 2013 to 15 Oct 2019)
    • CF30 Customer (19 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (19 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.