Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2023)
    • [FCA CF] Significant management (since 15 Aug 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2020 to 1 Sep 2021)
    • [FCA CF] Significant management (28 Jan 2020 to 14 Jan 2021)
    • [FCA CF] Material risk taker (28 Jan 2020 to 1 Sep 2021)
    • CF30 Customer (26 May 2011 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 22 Feb 2018)
    • [FCA CF] Manager of certification employee (since 22 Feb 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Dec 2019)
    • CF30 Customer (26 Mar 2010 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (21 Jan 2010 to 29 Mar 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Jan 2010 to 29 Mar 2010)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (17 Nov 2003 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.