Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- [FCA CF] Material risk taker (since 15 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2023)
- [FCA CF] Significant management (since 15 Aug 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [PRA CF] Significant risk taker or Material risk taker (28 Jan 2020 to 1 Sep 2021)
- [FCA CF] Significant management (28 Jan 2020 to 14 Jan 2021)
- [FCA CF] Material risk taker (28 Jan 2020 to 1 Sep 2021)
- CF30 Customer (26 May 2011 to 6 Mar 2016)
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Banco Santander, S.A.
FRN 136261
- [FCA CF] Client dealing (since 22 Feb 2018)
- [FCA CF] Manager of certification employee (since 22 Feb 2018)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Dec 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 17 Dec 2019)
- CF30 Customer (26 Mar 2010 to 6 Mar 2016)
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- CF30 Customer (21 Jan 2010 to 29 Mar 2010)
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- CF30 Customer (21 Jan 2010 to 29 Mar 2010)
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- CF21 Investment Adviser (17 Nov 2003 to 11 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.