Stuart Ross Thompson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
    • [FCA CF] Client dealing (since 29 May 2020)
    • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Jul 2012 to 6 Mar 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (22 Sep 2010 to 20 Apr 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF21 Investment Adviser (3 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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