Stuart Robert Stephen Mills

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Penta Capital LLP

    FRN 489332

    • [FCA CF] Client dealing (since 29 Mar 2023)
    • [FCA CF] Material risk taker (28 Mar 2023 to 29 Mar 2023)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jan 2023)
    • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Oct 2015 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (16 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.