Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 21 Nov 2022)
    • [FCA CF] Material risk taker (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 10 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • CF30 Customer (15 Jul 2014 to 19 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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