Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CCLA INVESTMENT MANAGEMENT LIMITED
FRN 119281
- [FCA CF] Manager of certification employee (since 21 Nov 2022)
- [FCA CF] Material risk taker (since 1 Apr 2022)
- [FCA CF] Client dealing (since 10 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (15 Jul 2014 to 19 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.