Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 28 Jan 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (26 Jul 2006 to 2 Apr 2007)
    • CF21 Investment Adviser (1 Feb 2006 to 2 Apr 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 1 Feb 2006)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (7 Aug 2002 to 28 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (7 Aug 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.