Stuart Miller Pyott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (8 Jan 2016 to 6 Mar 2016)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (4 Jan 2016 to 6 Mar 2016)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (19 Mar 2010 to 20 May 2015)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (5 Mar 2010 to 20 May 2015)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 23 Jan 2010)
- CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (1 Nov 2007 to 23 Jan 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.