Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (14 Nov 2011 to 8 Dec 2019)
    • CF2 Non Executive Director (6 Jul 2010 to 7 Nov 2011)
    • CF30 Customer (22 Dec 2008 to 8 Dec 2019)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.