Stuart Kenneth Preece

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPM Insurance Advisers Limited

    FRN 445837

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
  • A.S.J. Financial Services Limited (no longer approved here)

    FRN 144985

    • CF30 Customer (1 Nov 2007 to 21 Feb 2008)
    • CF24 Pension Transfer Specialist (24 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2004 to 24 May 2005)
  • Think Financial Planning Ltd (no longer approved here)

    FRN 190715

    • Employed By (18 Apr 2002 to 9 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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