JPM Insurance Advisers Limited

• Principal Place of Business

  JPM House

  Coombs Wood Court

  Steel Park Road

  Halesowen

  West Midlands

  B62 8BF

  UNITED KINGDOM

  Phone

  +4401212704800

  Web

  https://www.jpm-group.co.uk

• Complaints Contact

  J P M Insurance Advisors Ltd

  J P M House

  Coombswood Court

  Steelpark Road

  Halesowen

  Dudley

  B62 8BF

  UNITED KINGDOM

  Phone

  +4401212704800

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Bullingham

  IRN AXB02113

  • CF1 Director (AR) (17 May 2022 to 30 Nov 2023)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2022)
  • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
  • CF17 Significant Mgt (Other Business Operations) (6 Dec 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (6 Dec 2006 to 30 Sep 2018)
  • CF1 Director (30 Jan 2006 to 8 Dec 2019)
• Andrew David Windsor

  IRN ADW00041

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 19 Oct 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (1 Jun 2022 to 30 Nov 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Dec 2006 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (30 Jan 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (30 Jan 2006 to 8 Dec 2019)
  • CF1 Director (30 Jan 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
• David John Waldron

  IRN DJW01182

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Aug 2012 to 8 Dec 2019)
• David Michael Johnston

  IRN DMJ01052

  • Responsible for Insurance Mediation (30 Jan 2006 to 30 Nov 2006)
  • CF8 Apportionment and Oversight (30 Jan 2006 to 30 Nov 2006)
  • CF11 Money Laundering Reporting (30 Jan 2006 to 30 Nov 2006)
  • CF1 Director (30 Jan 2006 to 30 Nov 2006)
• Gareth Rees Smith

  IRN GXR01183

  • CF30 Customer (10 Mar 2014 to 30 Nov 2017)
• Joshua Sharp

  IRN JXS04244

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
  • [FCA CF] Client dealing (since 22 Jul 2025)
• Mark Steven Boyce

  IRN MSB01228

  • CF30 Customer (17 Nov 2017 to 28 Jun 2019)
• Matthew Ian Delf Petrie

  IRN MIP00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Feb 2010 to 8 Dec 2019)
• Stephen Baker

  IRN SJB01490

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF22 Investment Adviser (Trainee) (5 May 2006 to 31 Oct 2007)
• Stuart Kenneth Preece

  IRN SKP00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2014 to 8 Dec 2019)

• JPM Broking Services Ltd (no longer appointed)

  FRN 970565 · Appointed 23 Feb 2022 · Until 30 Nov 2023

• MWI Buying Group Limited (no longer appointed)

  FRN 744758 · Appointed 21 Apr 2016 · Until 30 Nov 2023

• Moore Scarrott PI Ltd (no longer appointed)

  FRN 729605 · Appointed 21 Dec 2015 · Until 20 Sep 2018

• Vetswest Ltd (no longer appointed)

  FRN 724479 · Appointed 4 Nov 2015 · Until 20 Sep 2018

No changes recorded yet.