Stuart Keith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ardent IFA Limited (no longer approved here)

    FRN 462172

    • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Jun 2017)
    • CF11 Money Laundering Reporting (18 Jun 2015 to 14 Jun 2017)
    • CF10 Compliance Oversight (18 Jun 2015 to 14 Jun 2017)
    • CF30 Customer (15 Oct 2010 to 22 Feb 2018)
    • Responsible for Insurance Mediation (2 Apr 2007 to 9 Oct 2008)
    • CF1 Director (2 Apr 2007 to 9 Oct 2008)
    • CF8 Apportionment and Oversight (2 Apr 2007 to 9 Oct 2008)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 30 Oct 2010)
    • CF4 Partner (AR) (1 Jun 2005 to 30 Oct 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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