Stuart Joyner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED
FRN 607483
- [FCA CF] Manager of certification employee (since 24 Nov 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Nov 2017 to 8 Dec 2019)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (29 Nov 2010 to 31 Mar 2013)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (24 Jun 2002 to 11 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.