Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
    • [FCA CF] Client dealing (since 6 Nov 2023)
  • MCHB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 126147

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 19 Nov 2024)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (8 May 2017 to 28 Nov 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (523)Employed By (30 Nov 2016 to 28 Apr 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Nov 2016 to 28 Apr 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.