Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McHardy Private Wealth Limited
FRN 469955
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 21 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
- [FCA CF] Client dealing (since 6 Nov 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Nov 2024)
- [FCA CF] Client dealing (9 Dec 2020 to 19 Nov 2024)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
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- CF30 Customer (8 May 2017 to 28 Nov 2017)
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- (523)Employed By (30 Nov 2016 to 28 Apr 2017)
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- CF30 Customer (25 Nov 2016 to 28 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.