Stuart John Alexander

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Resolute Financial Advisers LLP

    FRN 708063

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 15 Nov 2016)
    • CF30 Customer (23 Oct 2015 to 8 Dec 2019)
    • CF4 Partner (23 Oct 2015 to 8 Dec 2019)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (16 Sep 2010 to 31 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (14 Sep 2010 to 27 Sep 2010)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (20 Apr 2010 to 13 Aug 2010)
  • Ayrshire Financial Services Ltd (no longer approved here)

    FRN 192967

    • Employed By (20 Apr 2010 to 13 Aug 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2007 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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