Stuart Jeremy Sutton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plantech Independent Limited

    FRN 440803

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
    • [FCA CF] Client dealing (since 4 Apr 2022)
  • S G Wealth Management Limited (no longer approved here)

    FRN 196001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • Bracondale Financial Services IFA Ltd (no longer approved here)

    FRN 409779

    • Employed By (10 Nov 2005 to 21 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.