Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Manager of certification employee (since 23 Oct 2024)
- [FCA CF] Client dealing (since 10 Dec 2018)
- SMF18 Other Overall Responsibility (12 Jan 2024 to 23 Oct 2024)
- [FCA CF] Significant management (10 Dec 2018 to 29 Apr 2024)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 29 Apr 2024)
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Prudential Pensions Limited
FRN 110434
- SMF3 Executive Director (since 28 Nov 2022)
- [FCA CF] Client dealing (since 10 Dec 2018)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Nov 2022)
- [FCA CF] Significant management (10 Dec 2018 to 28 Nov 2022)
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Prudential Lifetime Mortgages Limited
FRN 119350
- SMF9 Chair of the Governing Body (since 22 Jun 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.