Stuart James Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Covalence Asset Management Ltd (no longer approved here)
FRN 502550
- Employed By (7 Jun 2011 to 14 Sep 2011)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF30 Customer (19 Dec 2008 to 31 Mar 2011)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF21 Investment Adviser (6 Sep 2004 to 19 Aug 2005)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (1 Jul 2003 to 20 Feb 2004)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.