Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (4 Feb 2020 to 14 Jun 2020)
- [FCA CF] Significant management (15 Feb 2019 to 2 Dec 2019)
- [FCA CF] Client dealing (2 Mar 2017 to 14 Jun 2020)
- CF30 Customer (13 Oct 2011 to 6 Mar 2016)
-
- CF30 Customer (13 Oct 2011 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 4 Oct 2011)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.