Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (4 Feb 2020 to 14 Jun 2020)
    • [FCA CF] Significant management (15 Feb 2019 to 2 Dec 2019)
    • [FCA CF] Client dealing (2 Mar 2017 to 14 Jun 2020)
    • CF30 Customer (13 Oct 2011 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (13 Oct 2011 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Oct 2011)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.