Stuart Gary Clough

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Broadview Financial Services Ltd (no longer approved here)
FRN 475431
- Employed By (17 Dec 2008 to 12 Jul 2010)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (7 Oct 2008 to 12 Jul 2010)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (23 Dec 2002 to 5 Nov 2003)
- CF22 Investment Adviser (Trainee) (22 Feb 2002 to 23 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.