Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2025)
    • CF30 Customer (since 4 Nov 2025)
    • (1)Employed By (since 4 Nov 2025)
  • COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD (no longer approved here)

    FRN 604634

    • CF30 Customer (7 Feb 2022 to 16 Jul 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Mar 2022)
    • CF1 Director (AR) (20 Mar 2009 to 23 Mar 2022)
    • CF30 Customer (20 Mar 2009 to 23 Mar 2022)
  • Common Sense Financial Planning Ltd (no longer approved here)

    FRN 496888

    • Employed By (20 Mar 2009 to 16 Jul 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (4 Jul 2006 to 27 Mar 2009)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (7 Jan 2005 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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