Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The 140 Investment Managers Ltd (no longer approved here)

    FRN 137218

    • CF10 Compliance Oversight (1 Dec 2001 to 3 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.