The 140 Investment Managers Ltd

Date authorised
1 April 2013
Companies House
02146049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Grosvenor Gardens
    London
    SW1W 0BD
    UNITED KINGDOM
    Phone
    +442078349797

  • Complaints Contact

    17 Grosvenor Gardens
    London
    SW1W 0BD
    UNITED KINGDOM
    Phone
    +442078349797

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Lavery

    IRN AXL00254

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Craig Alexander Benyon

    IRN CAB01092

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Aug 2006 to 8 Dec 2019)
    • CF27 Investment Management (30 Sep 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (3 Sep 2004 to 8 Dec 2019)
  • Edward Guy Abel

    IRN EGA01004

    • CF27 Investment Management (1 Dec 2001 to 22 Dec 2005)
    • CF1 Director (1 Dec 2001 to 22 Dec 2005)
  • John Cowper-Coles

    IRN JPC01092

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Jonathan William Berry

    IRN JWB01212

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Aug 2023)
    • CF2 Non Executive Director (17 Jul 2017 to 8 Dec 2019)
  • Kate Elizabeth Andrews

    IRN KED01002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Apr 2023)
    • SMF16 Compliance Oversight (since 24 Apr 2023)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Sep 2004 to 6 Jan 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Nicholas William Berry

    IRN NWB01013

    • CF2 Non Executive Director (1 Dec 2001 to 25 Dec 2016)
  • Stuart Campbell Melsom

    IRN SCM01059

    • CF10 Compliance Oversight (1 Dec 2001 to 3 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 3 Sep 2004)
  • William Alexander Berry

    IRN WAB01078

    • SMF9 Chair of the Governing Body (since 11 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Aug 2023)
    • CF2 Non Executive Director (31 Oct 2017 to 8 Dec 2019)
  • William Michael Young Herries

    IRN WMH01009

    • CF27 Investment Management (22 Dec 2005 to 1 Aug 2006)
    • CF1 Director (22 Dec 2005 to 1 Aug 2006)
    • CF11 Money Laundering Reporting (22 Dec 2005 to 1 Aug 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.