Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Abacus Financial Options Limited
FRN 576165
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 16 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
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- Employed By (3 Dec 1999 to 26 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.