Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (11 Nov 2020 to 26 Oct 2022)
- [FCA CF] Functions requiring qualifications (11 Nov 2020 to 26 Oct 2022)
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- CF1 Director (AR) (5 Apr 2017 to 28 Dec 2018)
- CF30 Customer (17 Nov 2016 to 28 Dec 2018)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2013)
- CF21 Investment Adviser (30 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.