Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
- [FCA CF] Client dealing (since 1 Apr 2026)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
-
- CF21 Investment Adviser (19 Mar 2003 to 11 Jul 2007)
-
- Employed By (9 Jan 2001 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.