Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morton Hill Ltd
FRN 501593
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
- [FCA CF] Client dealing (since 10 Dec 2019)
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- CF30 Customer (11 Feb 2014 to 7 Apr 2016)
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- CF30 Customer (19 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (15 Mar 2010 to 30 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 22 May 2009)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.