Morton Hill Ltd

• Principal Place of Business

  5th Floor

  Moncrieff House

  69 West Nile Street

  Glasgow

  Lanarkshire

  G1 2LT

  UNITED KINGDOM

  Phone

  +441414045710

  Web

  https://www.tmfg.co.uk

• Complaints Contact

  5th Floor

  Moncrieff House

  69 West Nile Street

  Glasgow

  Lanarkshire

  G1 2LT

  UNITED KINGDOM

  Phone

  +441414045710

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bryan James McShane

  IRN BXM00465

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2025)
• Catherine Wallace-Scott

  IRN CXW00638

  • [FCA CF] Client dealing (4 Mar 2024 to 10 Jun 2024)
  • [FCA CF] Functions requiring qualifications (4 Mar 2024 to 10 Jun 2024)
• Ciaran Gordon

  IRN CXG00389

  • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 12 Jun 2023)
  • [FCA CF] Client dealing (31 Oct 2022 to 12 Jun 2023)
• Denise Catherine McMurchy

  IRN DXM00775

  • [FCA CF] Functions requiring qualifications (26 Sep 2022 to 22 Jan 2023)
  • [FCA CF] Client dealing (26 Sep 2022 to 22 Jan 2023)
• Graham Ellis McKnight

  IRN GEM00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Manager of certification employee (10 Dec 2019 to 11 Dec 2020)
  • [FCA CF] Significant management (10 Dec 2019 to 11 Dec 2020)
  • [PRA CF] Key function holder (10 Dec 2019 to 11 Dec 2020)
  • Responsibility for MCD Intermediation (14 Dec 2017 to 15 Jul 2025)
  • CF1 Director (AR) (25 Apr 2017 to 23 Apr 2025)
  • CF30 Customer (16 Jul 2009 to 25 Apr 2025)
  • CF10 Compliance Oversight (16 Jul 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Jul 2009 to 30 Sep 2018)
  • CF1 Director (16 Jul 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jul 2009 to 8 Dec 2019)
• Hayley Hamilton

  IRN HXH00004

  • [FCA CF] Client dealing (10 Dec 2019 to 19 Jun 2023)
• Jeffrey David Bernstein

  IRN JDB00042

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2023)
  • CF30 Customer (4 Jun 2014 to 9 May 2023)
• Jonathan Robinson

  IRN JXR02410

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • CF30 Customer (4 Jan 2018 to 25 Apr 2025)
• Meryn Elizabeth Stewart

  IRN MXS00079

  • [FCA CF] Client dealing (10 Dec 2019 to 26 Jun 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 26 Jun 2023)
• Patricia Agnes Kerr

  IRN PAB00010

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 14 Jan 2022)
  • [FCA CF] Client dealing (10 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (11 Mar 2013 to 21 Feb 2023)

• Tru Wealth Ltd (no longer appointed)

  FRN 776859 · Appointed 19 Apr 2017 · Until 28 Apr 2025

No changes recorded yet.