Stuart Anthony Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARIA PRIVATE CLIENTS LIMITED (no longer approved here)
FRN 527557
- SMF16 Compliance Oversight (26 Feb 2025 to 21 Jan 2026)
Alaric Securities (UK) Ltd (no longer approved here)
FRN 783168
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2022 to 7 Nov 2023)
- SMF16 Compliance Oversight (22 Jul 2022 to 7 Nov 2023)
ALBEMARLE ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 226244
- CF1 Director (23 May 2014 to 31 Jan 2017)
- CF11 Money Laundering Reporting (6 Nov 2009 to 31 Jan 2017)
- CF10 Compliance Oversight (6 Nov 2009 to 31 Jan 2017)
IBP Markets Limited (no longer approved here)
FRN 520929
- CF10 Compliance Oversight (13 Sep 2010 to 31 Jan 2017)
- CF11 Money Laundering Reporting (13 Sep 2010 to 31 Jan 2017)
Windmill Hill Asset Management Limited (no longer approved here)
FRN 186883
- CF26 Customer Trading (1 Nov 2006 to 12 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.