Alaric Securities (UK) Ltd

Date authorised
1 December 2017
Companies House
10204731
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Innovation 11
    Watermill Wharf
    Canal Road
    Rochester
    Kent
    ME2 4DT
    UNITED KINGDOM
    Phone
    +4407561691831
    Web
    https://www.alaricsecurities.co.uk

  • Complaints Contact

    Innovation 11
    Watermill Wharf
    Canal Road
    Rochester
    Kent
    ME2 4DT
    UNITED KINGDOM
    Phone
    +4407561691831

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anton Atanossov Panayotov

    IRN AAP01094

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2017 to 8 Dec 2019)
  • Jacqueline Lefere

    IRN JXL01330

    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2022)
    • CF11 Money Laundering Reporting (1 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2017 to 8 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Nikolay Ivanov Stoykov

    IRN NIS01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
    • CF1 Director (1 Dec 2017 to 8 Dec 2019)
  • Pasko Pasev

    IRN PXP01993

    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • Sarah Diane Haswell

    IRN SDM01080

    • SMF16 Compliance Oversight (since 27 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Sep 2024)
  • Stuart Anthony Williams

    IRN SAW01210

    • SMF16 Compliance Oversight (22 Jul 2022 to 7 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jul 2022 to 7 Nov 2023)
  • Yanko Hristov

    IRN YXH69516

    • [FCA CF] Client dealing (since 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.