Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (1 Mar 2024 to 28 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2024 to 28 Dec 2025)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Significant management (1 Jun 2021 to 16 Feb 2024)
    • [FCA CF] Material risk taker (1 Jun 2021 to 16 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 16 Feb 2024)
    • [FCA CF] Client dealing (6 Mar 2017 to 16 Feb 2024)
    • CF30 Customer (1 Nov 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Feb 2011 to 30 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.