Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 19 Jul 2022)
- [FCA CF] Client dealing (since 17 Feb 2022)
- [FCA CF] Material risk taker (since 17 Feb 2022)
- [FCA CF] Significant management (9 Nov 2022 to 10 Jan 2024)
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- [FCA CF] Material risk taker (11 May 2023 to 10 Jan 2024)
- [FCA CF] Significant management (9 Nov 2022 to 10 Jan 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
- CF30 Customer (29 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (7 Apr 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2014)
- CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Feb 2014)
- CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Dec 2005 to 3 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.