Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (since 17 Feb 2022)
    • [FCA CF] Significant management (9 Nov 2022 to 10 Jan 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 May 2023 to 10 Jan 2024)
    • [FCA CF] Significant management (9 Nov 2022 to 10 Jan 2024)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
    • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (7 Apr 2014 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 26 Feb 2014)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 26 Feb 2014)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (22 Dec 2005 to 3 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.