Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Cignpost Advised Limited (no longer approved here)

    FRN 304130

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Sep 2020)
    • CF10 Compliance Oversight (16 Jan 2018 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF10 Compliance Oversight (21 Mar 2016 to 31 Jul 2017)
    • CF1 Director (30 Nov 2015 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.