Date authorised
1 April 2013
Companies House
04296341
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4401252912100
  • Complaints Contact

    The Stables
    Peper Harow
    Godalming
    Surrey
    GU8 6BQ
    UNITED KINGDOM
    Phone
    +4407701314985

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
    • · This permission is limited to debt counselling which is provided in connection with investment advice, second charge mortgages and buy-to-let mortgages
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Peter Webster

    IRN APW01180

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2024)
    • CF11 Money Laundering Reporting (24 Jun 2016 to 8 Dec 2019)
  • Amy-Beth Stevens

    IRN AXS79747

    • SMF3 Executive Director (10 Aug 2020 to 3 Jul 2023)
  • Andrew Max Bascombe

    IRN AMB01176

    • SMF3 Executive Director (since 30 Apr 2020)
  • Angela Jones

    IRN AXJ29050

    • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 26 Jun 2020)
  • Antony John Williams

    IRN AJW01618

    • CF1 Director (AR) (20 Nov 2017 to 6 Feb 2020)
  • Assad Ali

    IRN AXA02276

    • [FCA CF] Functions requiring qualifications (6 Apr 2020 to 11 Apr 2025)
  • Charlotte Rebecca Rafferty

    IRN CXR26593

    • [FCA CF] Manager of certification employee (23 Dec 2019 to 17 Aug 2020)
  • Christopher Percival

    IRN CXP01946

    • CF1 Director (31 Jan 2018 to 24 Oct 2019)
  • Clara Celestina Amanda Coales

    IRN CCD01037

    • [FCA CF] Functions requiring qualifications (20 Sep 2022 to 11 Apr 2025)
  • Colin Hall

    IRN CXH02127

    • SMF3 Executive Director (9 Dec 2019 to 6 Jun 2022)
    • CF1 Director (5 Feb 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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