Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (AR) (6 Jan 2023 to 18 Jan 2024)
    • CF1 Director (29 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Nov 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (4 Dec 2015 to 8 Dec 2019)
  • Clifford James Limited (no longer approved here)

    FRN 920502

    • Employed By (6 Jan 2023 to 18 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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