Steven Richard Charnock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

River Capital Management Limited
FRN 180891
- [FCA CF] Client dealing (since 18 Apr 2023)
Formby Golf Club Limited (no longer approved here)
FRN 741278
- CF1 Director (24 Aug 2016 to 10 Apr 2017)
Seneca Partners Limited (no longer approved here)
FRN 583361
- CF1 Director (AR) (9 Jul 2013 to 12 Jan 2015)
- CF1 Director (5 Feb 2013 to 9 Mar 2018)
- CF30 Customer (5 Feb 2013 to 9 Mar 2018)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.